REGULATORY COMPLIANCE POLICY

ORGANIZATION NAME
POLICY NO.	DATE ADOPTED	AUTHORIZED BY
POLICY CONTEXT This policy relates to:

PURPOSE

Why do we have a Regulatory Compliance Policy?

SCOPE

To whom does the policy apply? Are there limits or conditions regarding how the policy applies?

Policy statement

Ex.: To comply with all regulatory and legislative requirements that govern our work

specific actions

List the specific actions that your organization commits to taking in order to maintain regulatory compliance:

procedures

Detail your organization's procedures to implement its regulatory compliance. These may include:

Identifying which employees and/or departments are responsible for assessing regulatory requirements and monitoring changes

Identifying how your organization will monitor and respond to changes in requirements

Identifying how your organization will review and approve any changes made in your compliance practices

related policies and procedures

RELATED POLICY / PROCEDURE DOCUMENT NAME	ACCESS LOCATION / LINK

REVIEW PROCESS

POLICY REVIEW PROCESS DESCRIPTION
POLICY REVIEW FREQUENCY
WHO IS RESPONSIBLE FOR POLICY REVIEW?
WHO IS RESPONSIBLE FOR APPROVAL?
DOCUMENTATION PROCESS
COMMUNICATION PROCESS

DISCLAIMER Any articles, templates, or information provided by Smartsheet on the website are for reference only. While we strive to keep the information up to date and correct, we make no representations or warranties of any kind, express or implied, about the completeness, accuracy, reliability, suitability, or availability with respect to the website or the information, articles, templates, or related graphics contained on the website. Any reliance you place on such information is therefore strictly at your own risk.