ISO 27001 AUDITOR CHECKLIST TEMPLATE

ISO 27001 CONTROL	MANDATORY REQUIREMENTS FOR THE ISMS	RELEVANT?	IN COMPLIANCE?	PLEASE REFERENCE	REMARKS
A. 5. IS Policies
5.1. Management direction for information security
5.1.1	Policies for IS
A. 6. Organization of information security
6.1. Internal organization
6.1.1	IS roles / responsibilities
6.1.2	Segregation of duties
6.2. Mobile devices and teleworking
6.2.1	Mobile devices policy
6.2.2	Teleworking
A. 7. Human resources security
7.1. Prior to employment
7.1.1	Screening
7.1.2	Terms and conditions of employment
7.2. During employment
7.2.1	Management responsibilities
7.2.2	IS awareness, education, and training
A. 8. Asset management
8.1. Responsibilities for assets
8.1.1	Inventory of assets
8.1.2	Ownership of assets
8.1.3	Acceptable use of assets
8.1.4	Return of assets
8.2. Information classification
8.2.1	Classification of information
8.2.2	Labeling of information
A. 9. Access control
9.1. Responsibilities for assets
9.1.1	Access control policy
9.1.2	Access to networks and network services
9.2. Responsibilities for assets
9.2.1	User registration and de-registration
9.2.3	Management of privileged access rights
9.2.4	Management of secret authentication information of users
9.2.5	Review of user access rights
9.2.6	Removal or adjustment of access rights
9.3. User responsibilities
9.3.1	Use of secret authentication information
9.4. System and application access control
9.4.1	Information access restrictions
9.4.2	Secure log-in procedures
9.4.3	Password management system
A. 10. Cryptography
10.1. Cryptographic controls
10.1.1	Policy on the use of cryptographic controls
10.1.2	Key management
A. 11. Physical and environmental security
11.1. Secure areas
11.1.1	Physical security perimeter
11.1.2	Physical entry controls
11.1.3	Securing offices, rooms and facilities
11.1.4	Protection against external and environmental threats
11.1.5	Working in secure areas
11.1.6	Delivery and loading areas
11.2. Equipment
11.2.1	Equipment siting and protection
11.2.2	Support utilities
11.2.3	Cabling security
11.2.4	Equipment maintenance
11.2.5	Removal of assets
A. 12. Operations security
12.1 Operational procedures and responsibilities
12.1.1	Documented operating procedures
12.1.2	Change management
12.1.3	Capacity management
12.1.4	Separation of development, testing, and operational environments
12.2. Protection from malware
12.2.1	Controls against malware
12.3. Backup
12.3.1	Information backup
12.4. Logging and monitoring
12.4.1	Event logging
12.4.2	Protection of log information
12.4.3	Administrator and operator log
12.5. Control of operational software
12.5.1	Installation of software on operational systems
12.6. Technical vulnerability management
12.6.1	Management of technical vulnerabilities
A. 13. Communication security
13.1. Network security management
13.1.1	Network controls
13.1.2	Security of network services
13.1.3	Segregation in networks
13.2. Information transfer
13.2.1	Information transfer policies and procedures
13.2.2	Agreements on information transfer
A. 14. System acquisition, development, and maintenance
14.1. Security requirements of information systems
14.1.1	IS requirements analysis and specification
14.1.2	Securing application services on public networks
14.1.3	Protecting application service transactions
A. 15. Supplier relationships
A. 16. IS incident management
16.1.1	IS management
A. 17. IS aspects of business continuity management
17.1.1	IS continuity
17.2.1	Redundancies
A. 18. Compliance
18.1. Compliance with legal and contractual requirements
18.1.1	Identification of applicable legislation and contractual requirements
18.1.2	Intellectual property rights
18.1.3	Protection of records
18.1.4	Privacy and protection of personally identifiable information
18.1.5	Regulation of cryptographic controls
18.2. Independent review of information security
18.2.1	Independent review of information security

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